Compliance Corner

NEVER MISS A MEMO

James Wilson 2025-05-09 James Wilson 2025-05-09

Reintroduction of Policy re. “long-outstanding” compliance files

James Wilson 2025-03-17 James Wilson 2025-03-17

James Wilson 2025-02-07 James Wilson 2025-02-07

James Wilson 2024-11-20 James Wilson 2024-11-20

James Wilson 2024-09-26 James Wilson 2024-09-26

James Wilson 2024-08-15 James Wilson 2024-08-15

James Wilson 2024-08-13 James Wilson 2024-08-13

James Wilson 2024-06-20 James Wilson 2024-06-20

James Wilson 2024-05-23 James Wilson 2024-05-23

James Wilson 2024-05-23 James Wilson 2024-05-23

James Wilson 2024-04-25 James Wilson 2024-04-25

Jamie VanVliet 2024-03-11 Jamie VanVliet 2024-03-11

James Wilson 2024-01-11 James Wilson 2024-01-11

James Wilson 2024-01-11 James Wilson 2024-01-11

James Wilson 2024-01-11 James Wilson 2024-01-11

Jamie VanVliet 2024-01-08 Jamie VanVliet 2024-01-08

All agents and brokers must take a continuing education course through MPC, CMBA, or REMIC.

James Wilson 2024-01-01 James Wilson 2024-01-01

FSRA recently updated its areas of focus for 2023/2024 – telling us what their primary emphasis is going to be in any review.